Securities and Futures Commission

Results: 3470



#Item
51Government procurement in the United States / Financial regulation / Politics of the United States / United States / Films / Redacted / Securities Act

The Stock Exchange of Hong Kong Limited and the Securities and Futures Commission take no responsibility for the contents of this Post Hearing Information Pack make no representation as to its accuracy or completeness an

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Source URL: www.hkexnews.hk

Language: English - Date: 2015-05-26 21:13:56
52Financial services / Funds / Institutional investors / Insurance / United States Postal Service / Nationwide Mutual Insurance Company / Annuity / Net asset value / Futures contract / Financial economics / Investment / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoMay 14, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-05-14 09:45:48
53Financial markets / United States housing bubble / Stock market / Mark-to-market accounting / U.S. Securities and Exchange Commission / Asset-backed security / Repurchase agreement / Money market fund / Commodity Futures Modernization Act / Finance / Financial economics / Investment

Federal Register / Vol. 70, NoTuesday, May 17, Rules and Regulations (e) This amendment becomes effective on June 21, 2005.

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Source URL: www.gpo.gov

Language: English - Date: 2010-12-01 19:06:45
54International Organization of Securities Commissions / Finance / Investor education / Business / Securities and Futures Commission / Short / Financial regulation / Economics / Financial markets

PDF Document

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Source URL: www.icsa.bz

Language: English - Date: 2014-01-20 01:20:17
55Financial system / 73rd United States Congress / United States Securities and Exchange Commission / Systemic risk / Late-2000s financial crisis / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Derivative / United States securities law / Financial regulation / Financial economics

Proposed Rule: Security-Based Swap Data Repository Registration, Duties, and Core Principles (Corrected to conform to

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Source URL: edgar.sec.gov

Language: English - Date: 2010-12-16 12:59:58
56United States Securities and Exchange Commission / Financial economics / Finance / New Deal / Securities Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Exchange Act / Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / United States securities law / Financial regulation / 73rd United States Congress

Final rule: Regulation SBSR—Reporting and Dissemination of Security-Based Swap Information

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-13 17:05:45
57Financial system / 73rd United States Congress / United States Securities and Exchange Commission / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Systemic risk / Commodity Futures Trading Commission / Securities Exchange Act / Derivative / United States securities law / Financial economics / Financial regulation

  CORRECTED SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 Release No; File No. S7-34-10

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Source URL: edgar.sec.gov

Language: English - Date: 2010-11-29 15:02:20
58Business / Email archiving / United States corporate law / Finance / Sarbanes–Oxley Act / Securities Exchange Act / Financial Industry Regulatory Authority / Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / United States securities law / Email / Financial regulation

Archive_Legislation_US.FH11

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Source URL: www.gfi.com

Language: English - Date: 2008-08-19 11:53:15
59Futures contract

SECURITIES AND EXCHANGE COMMISSION [Release NoJanuary 15, 2015] Order Making Fiscal Year 2015 Annual Adjustments to Transaction Fee Rates I. Background

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Source URL: edgar.sec.gov

Language: English - Date: 2015-01-15 10:45:49
    60

    Corporate Finance Division, Securities and Futures Bureau, Financial Supervisory Commission English Translation

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    Source URL: www.twse.com.tw

    - Date: 2015-01-12 03:30:19
      UPDATE